Although he directed all sorts of movies, including the musical Show Boat, the name James Whale will always be linked with horror. During an age characterized by great horror films, Whale directed four of the greatest—Frankenstein, The Old Dark House, The Invisible Man and Bride Of Frankenstein. If he didn't invent the genre, Whale redefined it so thoroughly that it's difficult, even now, to make a horror film without dipping into his bag of tricks.
Born in Worcestershire, England, in 1889, the son of a factory worker and a nurse, Whale discovered an interest in the theater while putting on productions for his fellow prisoners of war in a German POW camp during World War I. After the war, he worked as an actor and director in London, with his big break coming in 1928 when he directed Journey's End, R.C. Sherriff's anti-war play about life in the trenches. Starring Colin Clive, later the star of Frankenstein, the play ran on London's West End for two years and brought Whale to the attention of Hollywood. There, he directed a film version of Journey's End as well as an adaptation of Robert E. Sherwood's Waterloo Bridge, the latter starring Mae Clarke.
Seeking to cash in on the box office phenomenon of Dracula, the classic thriller about a vampire turned loose on Victorian England starring Bela Lugosi, Whale directed one of the most famous and influential movies ever made, a screen adaptation of Mary Shelley's horror novel Frankenstein. The story of a young scientist who soon regrets cracking the secret of creation, Frankenstein contains more iconic images than any other movie of the period and it made an international star of Boris Karloff, who was both menacing and sympathetic as the monster.
Although he began his career as a theater director, Whale took full advantage of the opportunities film presented, using any number of techniques to distance Frankenstein from its literary and stage antecedents. In addition to the memorable use of sound effects, Whale abandoned the so-called proscenium arch—that is, the now long-forgotten habit of photographing a set from only one position, as if the camera had bought a ticket in the third row of a Broadway theater, that makes early sound movies feel so stagy—moving the camera around the room to get interesting angles, indeed, actually moving the camera, rather than leaving it bolted to the floor, such as for the long tracking shot of the father carrying his drowned daughter through the village square.
Frankenstein was 1931's box office champ, grossing $5 million (with an additional $7 million overseas) on a budget of $291,000.
Producer Carl Laemmle, Jr., wanted a sequel to Frankenstein, but Whale resisted. Ironically, despite helping to define the genre, he didn't much care for horror, and would have preferred to direct more movies like Waterloo Bridge—dramas and romances with literary antecedents. Business, though, was business, and after directing The Impatient Maiden, a little-seen drama starring Mae Clark and Lew Ayres, Whale turned back to the horror genre with an adaptation of J.B. Priestley's novel, Benighted, retitled The Old Dark House for the U.S. market.
The plot is a staple of the horror genre—strangers forced to spend the night in a scary house—although the threat, in this case, is not supernatural but based in the psychotic behaviors of the people who live there. Raymond Massey and Gloria Stuart play a quarrelsome couple stranded by a storm in the mountains of Wales with Melvyn Douglas, their good-natured traveling companion. The three seek shelter in a nearby farmhouse belonging to Horace and Rebecca Femm, an elderly brother-sister couple played by Ernest Thesinger (later Dr. Pretorius in Bride Of Frankenstein) and a particularly belligerent Eva Moore.
"What are they doing here? What do they want? No beds! No beds!"
Upstairs is their crazy father and an even crazier brother.
Playing the Femm's mute butler is Boris Karloff, so heavily made up the producers added a note at the beginning of the movie to say that, yes, he was the same Karloff who had portrayed the monster in Frankenstein. Soon added to the mix are two more stranded travelers, Charles Laughton in his American film debut, and his mistress, played by Lilian Bond.
The fun lies in trying to decide who's merely eccentric and who's a homicidal maniac. Whale and cinematographer Arthur Edeson (All Quiet On The Western Front, Casablanca) do a wonderful job of creating a sense of foreboding with shadows and Expressionistic camera angles. Whale was also one of the first directors to grasp the possibilities of the sound medium, and rain, wind, creaking boards, screams and howls, contribute to the mood.
TV Guide also praised Whale's ability to "emphasize an actor's entrances and exits, or to delay them as needed (as in the case of Saul). His striking flair for composition and editing works an audience over thoroughly, and he adds to the film's impact by deliberately playing with the buildup of suspense."
And Nick Pinkerton in The Village Voice noted that Whale—who was born in a working class slum and invented for himself a cool, aristocratic bearing—was particularly sensitive to class distinctions, an awareness that shows in Laughton's character, "a knighted bigmouth industrialist, still smarting from slights before his social rise."
Despite a generally warm critical reception, The Old Dark House was a box office failure in the United States (it set records in Whale's native England). The film was thought lost for decades until it's rediscovery in the 1970s and its reputation has grown over the last few years until it is now regarded as one of Whale's best.
For the subject of Universal's next "monster" movie, producer Carl Laemmle, Jr., settled on the H.G. Wells novel The Invisible Man, and following the released of a mystery starring Paul Lucas called The Kiss Before The Mirror, Whale began production in June 1933.
The Invisible Man is the story of Dr. Jack Griffin who discovers a process that will render a man invisible, a secret he initially plans to sell to the highest bidder until he realizes to his horror that there's no way to reverse the process. Its screenplay proved to be a tough nut to crack—no less a writer than Preston Sturges tried and failed, as did Garrett Fort and John Balderson, who had successfully adapted Dracula. Ultimately it was playwright R.C. Sherriff, whose Journey's End had provided Whale's break, who figured it out. He focused on the practical problems of invisibility—for example, Griffin must hide for an hour after he eats while his meal digests. In addition, Sherriff and Whale agreed that since the film's audience would believe that "only a lunatic would want to make himself invisible anyway," the story would emphasize Griffin's descent into madness.
"We'll begin with a reign of terror," Griffin says as his megalomania takes hold, "a few murders here and there, murders of great men, murders of little men, just to show we make no distinction."
To play the invisible man, Whale had initially planned on Boris Karloff, who had been such a sensation in Frankenstein, but when he proved to be unavailable, Whale opted for Claude Rains, a veteran of the stage and an instructor at the Royal Academy where he counted both Laurence Olivier and John Gielgud among his students. Although he was reluctant to begin his movie career with a horror film, Rains proved to be an inspired choice. Since the audience can't see him until the final scene, Griffin's entire character must be conveyed through his voice—and Rains had one of the richest, most melodious voices in movie history.
The other key to the success of The Invisible Man was, of course, its special effects, and those concocted by John P. Fulton and Arthur Edeson are among the best of its era. To create the illusion of invisibility, Fulton clothed Rains from head to toe in black velvet and filmed him before a black background. The footage was then optically printed over the scenes filmed on the set. In addition, to cover imperfections, Edeson retouched over four thousand frames of film by hand.
The result is startlingly effective, especially when Rains unwinds the bandages that conceal his face to reveal first empty eye sockets, then holes where his mouth and nose should be, and finally, nothing at all.
But as convincing as the special effects were, the movie would have collapsed had Whale not known how to move the story along, pull memorable performances from his actors—Una O'Connor as a terrified bar maid is unforgettable—and ratchet up the tension as the film races toward its conclusion.
The film was the critical and commercial hit Laemmle had hoped for. The New York Times named it one of the year's ten best and Whale himself won the special recognition at the Venice Film Festival for his direction. Even more important to Universal, the box office appeal of Whale's films helped keep the studio afloat during the darkest days of the Depression.
In 2008, the Library of Congress added The Invisible Man to the National Film Registry.
Despite reaching such heights, though, glory proved to be fleeting for Whale. After 1935's Bride of Frankenstein—the sequel he had resisted making for as long as he could—he never again directed a horror picture, and although credited with directing Show Boat, he was actually fired before production ended, having uncharacteristically gone over budget. Afterwards, he directed a string of commercially unsuccessful pictures and was pretty much out of movies by 1941.
In 1957, after a series of strokes, Whale committed suicide by drowning himself in his swimming pool. One of the few openly-gay directors working in Hollywood, Whale's life was the subject of the 1998 film Gods and Monsters, starring Ian McKellen.
You know it's a great year in movies when these are the people who didn't get a Katie Award nomination ...
Clark Gable (actor) and Mary Astor (actress) (Red Dust) Gary Cooper (actor, A Farewell To Arms and Design For Living) Marlene Dietrich (actress, Blonde Venus) Dick Powell (supporting actor) and Ruby Keeler (supporting actress) (42nd Street, Gold Diggers Of 1933 and Footlight Parade) Boris Karloff (actor, The Mummy) Marion Davies (actress, Peg O' My Heart) Ginger Rogers (supporting actress, 42nd Street, Gold Diggers Of 1933 and Flying Down To Rio) William Powell (actor, Jewel Robbery and One Way Passage) Joan Crawford (actress, Rain) Clara Bow (actress, Call Her Savage) Jeanette MacDonald (actress) and Maurice Chevalier (actor) (Love Me Tonight) Irene Dunne (actress, Back Street) Ben Hecht (writer) (Design For Living) Glenda Farrell (actress, The Mystery Of The Wax Museum) Charlie Ruggles (supporting actor, Love Me Tonight and Trouble In Paradise) Ann Dvorak (supporting actress, Three On A Match)
Picture:Frankenstein (prod. Carl Laemmle, Jr.) Actor: Fredric March (Dr. Jekyll and Mr. Hyde) Actress: Norma Shearer (Private Lives) Director: René Clair (À Nous La Liberté) Supporting Actor: Lionel Barrymore (Grand Hotel) Supporting Actress: Miriam Hopkins (The Smiling Lieutenant and Dr. Jekyll and Mr. Hyde) Screenplay: Ben Hecht; continuity and dialogue by Seton I. Miller, John Lee Mahin and W.R. Burnett; from a novel by Armitage Trail (Scarface)
Special Awards:À Nous La Liberté (prod. Frank Clifford) (Best Picture-Comedy/Musical);Mae Clarke (Waterloo Bridge) (Best Actress-Drama); The Music Box (Best Short Subject); Stan Laurel and Oliver Hardy (Best Actors-Comedy and Career Achievement); Lee Garmes (Shanghai Express and Scarface) (Cinematography); C. Roy Hunter (Frankenstein) (Special Achievement In the Use Of Sound); Charles D. Hall and Kenneth Strickfaden (Frankenstein) (Art Direction-Set Decoration); Jack Pierce and Pauline Eells (Frankenstein) (Makeup); Wally Westmore (Dr. Jekyll and Mr. Hyde) (Special Effects)
Must-See and Recommended:À Nous La Liberté; The Champ; Dr. Jekyll And Mr. Hyde; Emma; Five Star Final; Frankenstein; Freaks; Grand Hotel; The Guardsman; I Was Born, But ...; Mädchen In Uniform; Marius; Monkey Business; The Music Box; One Hour With You; Private Lives; Scarface; Shanghai Express; Skyscraper Souls; The Smiling Lieutenant; Tabu: A Story Of The South Seas; Waterloo Bridge; What Price Hollywood?
As you can see from the list of winners and must-see movies, the year running from August 1, 1931 to July 31, 1932 was a great one for horror films. Frankenstein, Freaks and Dr. Jekyll and Mr. Hyde all hit the big screen during the year (albeit, Freaks only briefly—it was withdrawn from circulation just days after its premiere and didn't surface again until the 1960s). Throw in Dracula, another 1931 horror film released in the previous awards cycle, and you can see that what we think of as the horror genre was pretty much defined during this time period.
Of the four of them, Frankenstein is the most indispensable. As I wrote recently, not only was it the top grossing film of the year, "it defined its genre for generations with imagery and film language so much part of the vocabulary of Western culture that even people who've never seen it know what it's about" and more than any other film released during 1931 or 1932, be it horror or otherwise, Frankenstein "is a fundamental building block, not just of movie literacy but of cultural literacy. Its look, its feel, its conventions and its concepts have so permeated the bedrock that even if you've never seen the 1931 version of Frankenstein, you've drunk from its well."
You don't want to miss Freaks, though, which while a cult movie that for years was more spoken of than seen, is perhaps the most modern of all the movies that was released during the year. Helmed by Tod Browning, who not only directed Dracula but also ten Lon Chaney vehicles, Freaks is a story of exploitation and revenge centering on the lives of those circus performers once described as "sideshow freaks." Despite Browning's sensitive treatment of his stars, the combination of sex, horror and forbidden love proved too much for audiences and censors alike, and after a brief release, the film was withdrawn from circulation for more than thirty years.
Admittedly the acting is at times amateurish, but if you like your horror genuinely disturbing, this is a must-see movie. And I don't mean faux disturbing like Hostel or Saw or any of those other slaughterhouse cheesefests with stock characters and recycled plot lines. Freaks is too real to dismiss as playacting and no pose of ironic detachment can shrug off the violence done to the "freaks" and in turn by them. It's a movie that will get under your skin—or anyway, it got under mine.
On a wholly different note, the year also gave us some fine comedies, including René Clair's À Nous La Liberté (the first foreign language film to be nominated for an Academy Award); Ernst Lubitsch's naughty pre-Code musical, The Smiling Lieutenant; a good Norma Shearer movie, Private Lives; and Laurel and Hardy in the Oscar-winning short, The Music Box.
As was usually the case during the early sound era, the best comedy of the year starred the Marx Brothers. The story of four stowaways who wreak havoc during an ocean voyage, Monkey Business represents the Brothers at their most transgressive—if you can use a word like "transgressive" when referring to a man wearing a grease-paint moustache. Instead of playing a hotel owner, college president, petty dictator or some other reputable scion of society, Groucho is an out-and-out bum who happily hires himself out as a gunman for a mobster, and his brothers are even worse, stealing, chasing women and making everyone around them miserable simply because they can.
In other words, it's great stuff.
The plot of Monkey Business is mercifully slight, and the shipboard setting is merely an excuse to move the Brothers from one comic situation to another. But that's true of every Marx Brothers movie—the good ones anyway—and the audience only suffers when the focus turns to irrelevant matters, such as story and motivation. In fact, given that the appeal of the Marx Brothers is the subversive anarchy of their caustic wit and arbitrary actions, plot and motivation only undercut what they're trying to do. Of all their movies, Monkey Business came the closest to their vaudeville roots (the wonderful Maurice Chevalier bit, for example, was a variation on a routine that the Brothers had performed years before) and was the first to shed the trappings of the Broadway musical, freeing them for even greater efforts—Horse Feathers and Duck Soup—in the eighteen months that followed.
And then there are a couple of movies, Shanghai Express and Waterloo Bridge, that critics, Academy voters and fans of the Saturday night fun-stupid movie might dismiss as "women's pictures," "three-hanky weepers" or "chick flicks," but which we here at the Monkey refer to as stylish, well-acted romances that get right to the heart of the only thing that's really important in this crazy, mixed-up world—love. Marlene Dietrich never looked better in the former, and in the latter, Mae Clarke gave the best performance of her criminally-overlooked career. I highly recommend both and I wouldn't say that lightly.
Among the movies I've listed as must-see, three are must must-see movies—Frankenstein, Scarface and Grand Hotel. Frankenstein, I've just mentioned. Of the other two, Scarface, directed by Howard Hawks (more about him in the coming years), was the best gangster movie of the decade, which is saying something considering James Cagney, Edward G. Robinson and Humphrey Bogart all made their mark in the genre during the 1930s. I consider it indispensable, though, not just because it's a great movie, but because it influenced so much that came after it.
Similarly, Grand Hotel may be a bit dated by modern standards but it boasted the first all-star cast and without it, there may well have been no Dinner At Eight, no Stagecoach, no Airport, or any of the other big cast potboilers, good and bad, that have imitated Grand Hotel over the years. As with Scarface and Frankenstein, I consider Grand Hotel indispensable not just because I think it's good, but because so much of what we think of as the Hollywood movie flows from it.
Besides, it gives you a chance to see Joan Crawford at her loveliest and, dare I say it, sweetest before her face hardened into that kabuki mask of unbridled ambition and paranoid rage we so often associate her with.
Coming up next are my nominations for the movie year 1932-33. Because the Academy was preparing to abandon the crazy split-year format it followed for the first six years of the Oscars, the next award season covered seventeen months rather than the usual twelve, with everything released between August 1, 1932 and December 31, 1933 being eligible.
And what a great year it was, too. Not only did such classic movies as Duck Soup, King Kong, Trouble in Paradise and Dinner at Eight premiere during these seventeen months, but Katharine Hepburn broke into pictures (and won her first Oscar), Busby Berkeley revived and redefined the movie musical, and Fred Astaire and Ginger Rogers danced together for the first time. It was a big year for movies, ranking with 1939 as one of the greatest "years" in film history.
Too big, in fact, for the standard Oscar format I've been following to cover it all. But that's a subject for my next post.
Any one of the Mythical nominees for best picture of the awards year running from August 1, 1931 to July 31, 1932 would be a good one—Grand Hotel was the first movie to boast an all-star cast, Freaks is a genuinely disturbing horror flick that holds up even by the standards of today, and Scarface, directed by the legendary Howard Hawks, is the best gangster movie of an era characterized by great gangster movies.
But only one film can boast both of being the top grossing film of the year, a sensation that spawned countless sequels, spoofs and remakes, and of being so influential that it defined its genre for generations with imagery and film language so much part of the vocabulary of Western culture that even people who've never seen it know what it's about—the only movie of 1931-32 that can make that claim.
That it's also a great movie makes Frankenstein my choice for best picture of the year.
I don't think I'm going out on much of a limb here to say that Frankenstein contains more iconic images than all the year's other nominees for best picture combined, so many, in fact, I could probably name the scenes in order and you could skip the picture altogether—grave robbing, brain stealing, thunderstorms and monster making, "It's alive," the monster's first appearance, fire, the tragic death of the little girl, the villagers with torches and pitchforks. These scenes were so well established in our collective consciousness, in fact, that more than forty years later Mel Brooks and Gene Wilder could spoof it in Young Frankenstein without having to stop and explain anything to their audience.
What movie from 1967 (which like Frankenstein in 1974 is now forty-three years in our rearview mirror) could you spoof in a full-length feature without leaving your audience scratching its collective heads—The Graduate, maybe, but what fun would that be?
The story of a young scientist who soon regrets cracking the secret of creation had its genesis in the ghost stories nineteen year old Mary Wollstonecraft, her lover and soon to be husband Percy Shelley, and the poet Lord Byron told each other while vacationing together in Switzerland. In 1818, Wollstonecraft, now Mary Shelley, turned one of these stories, a combination of a nightmare she had about a lab experiment gone awry and conversations Shelley and Byron had about the origins of life, into her first novel, Frankenstein.
"Now I am become death, the destroyer of worlds," Robert Oppenheimer said to himself as he watched the first atomic bomb explode on the testing grounds of the New Mexico desert, and after the Second World War, a generations of science fiction writers made a cottage industry out of the question of whether we as human beings have the right to monkey around with things that before the advances of science had been the sole provence of God, and what moral culpability do we owe when our experiments go horribly awry—or worse, don't.
But Mary Shelley asked the question first and asked it so well that the phrase "Frankenstein's monster" has become shorthand for "unintended consequences."
The novel was an immediate sensation and spawned dozens of stage adaptations over the years. The earliest of these, Richard Peake's 1823 stageplay Presumption; or, the Fate of Frankenstein (read it here) introduced elements such as the elaborate creation scene, the mute monster and a lab assistant named Fritz that became as much a part of Frankenstein's literary tradition as the key elements of Shelley's original novel. Peggy Webling's 1927 stage version (credited as a source in the movie's titles) telescoped the time frame of the story, eliminated the Arctic chase that bookended the novel and, in the third act, added a bride for Frankenstein's monster which became the basis of the 1935 movie sequel. (Webling also, for the first time, named the monster itself "Frankenstein" after its creator.)
The success of Webling's stageplay caught the attention of Carl Laemmle, Jr., the head of production at Universal Studios and he bought the film rights for $20,000. The head of the studio, Carl Laemmle, Sr., wasn't keen to do Frankenstein, but Junior, who had been in charge of production since 1929, was enthusiastic and given the successes of All Quiet On The Western Front and Dracula, which he had previously produced, the father was inclined to give the son free reign. It was a good decision. The cycle of Universal horror movies that had begun with Lon Chaney during the silent era and which continues even to the present day with the studio's recent remake of The Wolfman, owes much to the enormous success of Frankenstein, which proved once and for all that the horror genre was viable box office.
James Whale, fresh off his successful screen adaptation of the play Waterloo Bridge, was slated to direct. For a man who had real reservations about the horror genre, he soon became its master—arguably the greatest director of horror in movie history.
In directing Frankenstein, Whale cast his gaze both to the past and to the future, drawing the movie's look from the German Expressionism of the 1920s—for example, in the graveyard sequence that opens the film—but using sound to generate fear and in the process, inventing many of the cliches of the horror genre we now take for granted. As British film historian David Thomson pointed out recently, Tod Browning's Dracula showed the potential that sound had for generating fear—"the wind in the trees, the wolves howling in the distance ... the women screaming in their sleep ... Lugosi's forbidding welcome, 'I am Drac-u-la'"—and then Whale took the ball and ran with it, giving us thunderstorms, shrieking laboratory equipment, groaning monsters, and a screaming Mae Clarke, that combine to keep the hair standing up on the back of our necks for an hour and ten minutes.
Although he began his career as a theater director, Whale took full advantage of the oppor- tunities film presented, using any number of techniques to distance Frankenstein from its literary and stage antecedents. In addition to the memorable use of sound effects, Whale abandoned the so-called proscenium arch—that is, the now long-forgotten habit of photographing a set from only one position, as if the camera had bought a ticket in the third row of a Broadway theater, that makes early sound movies feel so stagy—moving the camera around the room to get interesting angles, indeed, actually moving the camera, rather than leaving it bolted to the floor, such as for the long tracking shot of the father carrying his drowned daughter through the village square.
Whale also broke the rules of the early cinema with the introduction of Frankenstein's fiancee Elizabeth and the secondary character Victor. In this early scene, Whale shows us a series of quick close-ups and only then cuts to an establishing shot of the room, rather than the traditional approach which would have made clear where we were, that there were people in the room, and finally providing close-ups to introduce the characters, an effective bit of editing that further distances the film from the staginess of its contemporaries.
But the most effective sequence in the movie is the build-up to the introduction of the monster.
We're so familiar now with the look of Frankenstein's creation—the flat head, the hooded eyes, the bolts in his neck—that it's easy to forget that an audience in 1931 had no clear idea what the monster would look like and the final choice, which was critical to the movie's success, could have gone in any number of directions. The 1910 silent movie version of Frankenstein, a fifteen minute short which may have been the first horror movie ever made, presented the monster as a sort of Mr. Hyde to Frankenstein's Jekyll. On stage, the creature was a shaggy hunchback. And as conceived by the film's initial star, Bela Lugosi, the monster had a featureless face and wore a bushy fright wig. (Lugosi dropped out of the project shortly after the test footage was shot. Laemmle, Jr. thought Lugosi's choice of makeup, based on the clay monster in the 1920 silent film Der Golem was ridiculous and in any event Lugosi wasn't interested in playing a mute—and in the early versions of the script, wholly unsympathetic—monster.)
The monster as we know it was a collaboration between makeup expert Jack Pierce and the English actor chosen to replace Lugosi, Boris Karloff. Depending on who you believe, Whale cast Karloff (born William Henry Pratt) either after seeing Karloff brooding over lunch at the Universal commissary or at the suggestion of Whale's companion, David Lewis, who had seen Karloff in Howard Hawks's prison drama The Criminal Code. Either way, the choice was inspired. Karloff's tall, lean build (along with some very clunky shoes) allowed the monster to loom over the rest of the cast and Karloff accentuate his already thin features by removing a bridge of molars from the right side of his mouth and then sucking in his cheek. He also suggested the heavy eyelids made of wax that gave the creature a look of dim confusion.
"We had to surmise that brain after brain had been tried in that poor skull," Karloff said, "inserted and taken out again. That is why we built up the forehead to convey the impression of demoniacal surgery. Then we found the eyes were too bright, seemed too understanding, where dumb bewilderment was so essential. So I waxed my eyes to make them heavy, half-seeing."
It took three hours every day to put the makeup on and almost as long at the end of the day to take it off.
After an elaborate creation scene (Mary Shelley had summed up the entire creation sequence in a single paragraph) which Whale felt was essential to convincing the audience of the monster's reality, he then delays Karloff's first appearance until the moment just after Frankenstein learns for the first time that he's gifted his creation with a defective "criminal" brain (which along with the opening grave robbing scene was an addition of the screenplay). As Frankenstein (Colin Clive) and his colleague Dr. Waldman (Edward van Sloan) talk, we hear the sound of heavy footsteps coming up the stair—an early example of the role sound plays in horror—the characters at last react to the approaching footsteps and we know something important is about to happen. The door to the lab opens, the monster backs into the room, then turns, and at the speed of a tripping heartbeat, a pair of axial cuts—a jump cut directly along the line from the camera toward its subject—brings us eye to eye with the monster for the first time.
Thirty-one minutes into the picture, it's one of the greatest entrances in movie history, up there with that dolly shot that zooms in on John Wayne in 1939's Stagecoach.
Audiences of the time were completely sold. Frankenstein premiered on November 21, 1931, and immediately set box office records. Shot in thirty-five days at a cost of $291,000, Frankenstein grossed over $5 million in its initial run, despite hitting theaters at the depths of the Depression. The critical reception was just as enthusiastic and the movie made the New York Times top ten list for the year.
"Whale and I both saw the character of the monster as an innocent one," Karloff later said. "This was a pathetic creature who, like us all, had neither the wish nor the say in his creation, and certainly did not wish upon itself the hideous image which automatically terrified humans whom it tried to befriend."
And therein lies the lasting appeal of Mary Shelley's story, I think, and why we feel such empathy for the monster, because it dares to ask the question "Why, oh Lord, did you make us, as Frankenstein did his monster, so poor, so ugly and so ill-equipped to face a world that is so unforgiving of all but the rich, the beautiful and the talented?" It's a question many of us ask on a daily basis, whether we're a starving refuge in the war-torn Sudan or simply a befuddled suburbanite wondering why Kate Gosselin is on television and we're not.
I've been re-reading Mary Shelley recently, and I think she was asking, albeit surreptitiously, a question even more fundamental than that of what duty scientists owe humanity, which is to say, What duty does the creator, i.e., God, owe his creation, us. That's a question religion doesn't usually ask; religions primarily concern themselves with the duties a man owes his god. To even ask the question the other way around (forget trying to formulate an answer) would have for centuries been to invite the stake as the penalty for blasphemy, and even in the nineteenth century such speculation meant financial ruin and social exile—afterall, Mary's own husband, Percy Shelley, was expelled from Oxford and became estranged from his family for touting atheism.
So I ask you, what duty does the creator owe his creation? Because let's face it, if I neglected my dog, say, the way God has neglected the earth, the SPCA would be on me so fast my head would swim.
But I digress.
Frankenstein was a huge hit but, of course, received no Oscar nominations. Admittedly, there were few technical awards in those days—no awards for special effects, costumes or makeup— but it was overlooked even in the categories of sound and set decoration, never mind screenplay, acting, directing and best picture. So I say let's give Katie Awards to the key figures behind the production of this classic movie: Charles D. Hall for interior decoration, what is now known as art direction-set decoration, and Kenneth Strickfaden, who designed the electronic gear in the laboratory out of odds and ends he collected from radios, airplane motors and industrial machinery; Jack Pierce and Pauline Eells for their iconic makeup job; and to C. Roy Hunter for sound.
And now for what I suspect is a key question for many: will Frankenstein scare you? Probably not, to be honest, but then again that depends on what scares you. I happened to catch a goodly chunk of some cable network's Saw marathon a few weekends ago (while Katie-Bar-The-Door was working ungodly hours keeping America safe for democracy) and to be honest with you, I wasn't just not scared, I was bored most of the time. For me, anyway, a good horror movie has to do more than simply test your gag reflex or your autonomic reactions to cats-jumping-out-of-closets kind of shocks, otherwise you might as well head on over to the supermarket and watch the butcher chop meat. Frankenstein is stylish, exciting, has a few genuinely disturbing moments, such as when the monster accidentally kills the little girl, and raises some fundamental questions about our role in the universe. For me, that's just about all I could ever want out of a horror movie—or any other kind of movie, for that matter.
In the end, I chose Frankenstein as best picture from among the dozen or so must-see movies released between August 1, 1931, and July 31, 1932, because more than the others, it is a fundamental building block, not just of movie literacy but of cultural literacy. Its look, its feel, its conventions and its concepts have so permeated the bedrock that even if you've never seen the 1931 version of Frankenstein, you've drunk from its well.
John Barrymore (Grand Hotel) Lionel Barrymore (Grand Hotel) Boris Karloff (Frankenstein) Roland Young (The Guardsman and One Hour With You) Hmm. Not quite as cheesecake-y as the supporting actresses ... but fine actors, all.
II. From Screenplay To Screen: Battling The Censors "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press, or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances."
For those unfamiliar with the words, that's the First Amendment to the Constitution of the United States and it's been allowing sinners and saints, artists and hacks, and statesmen and blowhards alike, to speak their piece without fear of reprisal or prior restraint for over two hundred years.
Well, theoretically.
Despite the absolutist language of the amendment, courts have always recognized limitations on the freedom of speech (and speech is what I'm specifically writing about here), including but not limited to prohibitions against slander and libel, child pornography, incitement to riot, creating the danger of imminent harm (that is, yelling "fire" in a crowded theater), and publishing troop movements during times of war (and no doubt others I haven't thought about since law school); as well as reasonable "time, place and manner" restrictions on when, where and how speech is conducted (which is why protesters camp out across the street from the White House and not in the Oval Office). (Others would not doubt remind me of the Alien and Sedition Act of 1798, the so-called "Espionage" Act of 1917, the McCarthyism of the 1950s, and a lot of other episodes that would curl your hair.)
Still, it must be astonishing to a generation accustomed to watching pornography on their telephones to discover that for the first half of the 20th Century, the First Amendment did not apply to movies at all.
Huh? What?
In 1915 the United States Supreme Court ruled in Mutual Film Corporation v. Industrial Commission of Ohio that the protections of the First Amendment did not extend to motion pictures. "[T]he exhibition of moving pictures is a business, pure and simple, originated and conducted for profit ... not to be regarded, nor intended to be regarded ... as part of the press of the country, or as organs of public opinion." Given that movies could be "used for evil," the Court reasoned, censorship was not beyond the power of the state.
Until the Supreme Court overturned Mutual Film in 1952 (Joseph Burstyn, Inc v. Wilson), Hollywood studios were subject to the whim of any government body with a mind to protect the public from itself.
The government of New York City was the first to begin censoring movies, forming the New York Board of Motion Picture Censorship in 1909. The city required all movies to receive its stamp of approval before being exhibiting in its jurisdiction. Because of the city's outsized commercial importance, the major studios agreed to submit their films for the board's review, which meant in effect that New York City was determining what the rest of the nation could see. To reflect that fact, the Board changed its name, first to the National Board of Censorship and then to the National Board of Review.
After the Supreme Court's decision in Mutual Film, seven other states created their own censorship boards. By the time Scarface went into production, one out of three moviegoers lived in states or cities that regulated the content of movies.
In the early 1920s, a series of scandals—for example, the Roscoe "Fatty" Arbuckle trial -- further eroded Hollywood's standing in the eyes of the public. To stave off the threat of even more state and local oversight, the studios asked former U.S. Postmaster General, Will Hays, to draft a set of guidelines of what would and would not be acceptable content in movies. In 1930, he produced a more formal document of prohibited topics called "A Code To Govern The Making Of Talking, Synchronized And Silent Motion Pictures," known informally as the Hays Code. (For a more detailed primer on the history of movie censorship, check out the article "Movie Censorship—A Brief History" at "The Picture Show Man.")
It was in this climate that Hughes, Hawks and Hecht sought to make the ultimate gangster picture, one which as Hecht put it, would "double the casualty rate of any picture to date." Hecht's treatment had come complete with casting recommendations—for the lead, Paul Muni, a young New York actor who had made a couple of critically-acclaimed flops in Hollywood before retreating to the Broadway stage; and for the part of Johnny Lovo, Tony's boss, Osgood Perkins who had played the lead in Hecht's Broadway play The Front Page. Hawks cast George Raft for the key role of Tony's sidekick, Guino Rinaldo. Before turning to acting, Raft had been a boxer in New York's Hell's Kitchen and had well-known mob connections, both lending authenticity to the part. In the role of Tony's sister and Rinaldo's love interest, Hawks cast bit player Ann Dvorak after seeing her dance at one of Raft's parties.
Principal photography began in June 1931 and continued until October. The film's release was delayed until March 31, 1932, while Hughes wrangled with both the Hays Office and New York's National Board of Review over the film's content.
Tim Dirks, at his indispensable website "Filmsite," details the various cuts, edits and alternate scenes deemed necessary to get the film out the door.
For example, Tony Camonte's mother explicitly disapproves of her son, calling him "bad" and "no good." Hawks dialed down the violence as much as possible, showing no blood despite a body count of nearly thirty and leaving many of the deaths to occur off screen. (He instead used a recurring visual motif, the letter "X," to signal to the audience that a death had occurred, paying his crew $100 a piece for ways to fit the X into the production, the most inventive being the murder of Boris Karloff in a bowling alley—he rolls a strike, marked with an "X" on his scorecard, just as he's gunned down.)
Hawks also de-emphasized the incestuous relationship that had inspired Hecht's screenplay in the first place.
"We made the brother-sister relationship clearly incestuous," he explained later, "but the censors mistook our intention and objected to it because they thought the relationship between them was too beautiful to be attributed to a gangster. We had a scene in which Muni told his sister that he loved her, and we couldn't play it in full light. We wound up play it in silhouette against a curtain with the light coming from outside. It was a little bit too intense to show faces—you wouldn't dare take a chance."
Despite the changes, the Hays Office refused to give Scarface its stamp of approval—unusual at a time when the Code was unenforceable and honored in the breach if at all—forcing Hughes to bring in assistant director Richard Rosson after filming was complete to shoot an alternate ending, one where a cringing, cowardly Tony Camonte is brought before a judge and sentence to death. By that time, Muni was no longer available and a stand-in (whose face is never shown) was used in his stead.
In addition, Rosson added several moralistic speeches with lines such as "Don't blame the police. They can't stop machine guns from being run back and forth across the state lines. They can't enforce laws that don't exist." A disclaimer was tacked on to the beginning of the film as well as a subtitle, "The Shame Of The Nation," both designed to shift the blame for bootlegger violence from police and political corruption to public indifference.
And still the Hays Office did not approve the film. Hughes finally got tired of waiting and shipped the movie out to any theater that would take it. Some states, New Jersey for example, saw the original cut; New York saw a cut with the bowdlerized ending. Scarface did well wherever it played but didn't play in enough places to make back its costs and eventually Hughes withdrew the film from circulation. Except for bootlegged 16-millimeter prints, the public didn't see it again for nearly fifty years when Universal Pictures bought Scarface in preparation for Brian DePalma's 1983 remake. (The original cut of Scarface wasn't seen in New York until 1980.)
Although he directed all sorts of movies, including the musical Show Boat, the name James Whale will always be linked with horror. During an age characterized by great horror films, Whale directed four of the greatest—Frankenstein, The Old Dark House, The Invisible Man and Bride Of Frankenstein. If he didn't invent the genre, Whale redefined it so thoroughly that it's difficult, even now, to make a horror film without dipping into his bag of tricks.
Seeking to cash in on the box office phenomenon of Dracula, the classic thriller about a vampire turned loose on Victorian England starring Bela Lugosi, Whale directed one of the most famous and influential movies ever made, a screen adaptation of Mary Shelley's horror novel Frankenstein. The story of a young scientist who soon regrets cracking the secret of creation, Frankenstein contains more iconic images than any other movie of the period and it made an international star of Boris Karloff, who was both menacing and sympathetic as the monster.
Although he began his career as a theater director, Whale took full advantage of the opportunities film presented, using any number of techniques to distance Frankenstein from its literary and stage antecedents. In addition to the memorable use of sound effects, Whale abandoned the so-called proscenium arch—that is, the now long-forgotten habit of photographing a set from only one position, as if the camera had bought a ticket in the third row of a Broadway theater, that makes early sound movies feel so stagy—moving the camera around the room to get interesting angles, indeed, actually moving the camera, rather than leaving it bolted to the floor, such as for the long tracking shot of the father carrying his drowned daughter through the village square.
The plot is a staple of the horror genre—strangers forced to spend the night in a scary house—although the threat, in this case, is not supernatural but based in the psychotic behaviors of the people who live there. Raymond Massey and Gloria Stuart play a quarrelsome couple stranded by a storm in the mountains of Wales with Melvyn Douglas, their good-natured traveling companion. The three seek shelter in a nearby farmhouse belonging to Horace and Rebecca Femm, an elderly brother-sister couple played by Ernest Thesinger (later Dr. Pretorius in Bride Of Frankenstein) and a particularly belligerent Eva Moore.
The fun lies in trying to decide who's merely eccentric and who's a homicidal maniac. Whale and cinematographer Arthur Edeson (All Quiet On The Western Front, Casablanca) do a wonderful job of creating a sense of foreboding with shadows and Expressionistic camera angles. Whale was also one of the first directors to grasp the possibilities of the sound medium, and rain, wind, creaking boards, screams and howls, contribute to the mood.
And Nick Pinkerton in The Village Voice noted that Whale—who was born in a working class slum and invented for himself a cool, aristocratic bearing—was particularly sensitive to class distinctions, an awareness that shows in Laughton's character, "a knighted bigmouth industrialist, still smarting from slights before his social rise."
For the subject of Universal's next "monster" movie, producer Carl Laemmle, Jr., settled on the H.G. Wells novel The Invisible Man, and following the released of a mystery starring Paul Lucas called The Kiss Before The Mirror, Whale began production in June 1933.
To play the invisible man, Whale had initially planned on Boris Karloff, who had been such a sensation in Frankenstein, but when he proved to be unavailable, Whale opted for Claude Rains, a veteran of the stage and an instructor at the Royal Academy where he counted both Laurence Olivier and John Gielgud among his students. Although he was reluctant to begin his movie career with a horror film, Rains proved to be an inspired choice. Since the audience can't see him until the final scene, Griffin's entire character must be conveyed through his voice—and Rains had one of the richest, most melodious voices in movie history.
The result is startlingly effective, especially when Rains unwinds the bandages that conceal his face to reveal first empty eye sockets, then holes where his mouth and nose should be, and finally, nothing at all.
The film was the critical and commercial hit Laemmle had hoped for. The New York Times named it one of the year's ten best and Whale himself won the special recognition at the Venice Film Festival for his direction. Even more important to Universal, the box office appeal of Whale's films helped keep the studio afloat during the darkest days of the Depression.
